第一章测验.ppt
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第一章测验.ppt

第一章测验.ppt

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QuizforChapter11、Themainprovider(s)offundstotheU.S.Treasuryis(are)A)householdsandbusinesses.B)foreignfinancialinstitutions.C)theFederalReserveSystem.D)foreignnonfinancialsectors.2、FundsareprovidedtotheinitialissuerofsecuritiesintheA)secondarymarket.B)primarymarket.C)deficitmarket.D)surplusmarket.3、Whichofthefollowingisacapitalmarketinstrument?>1年A)asix‑monthCDB)athree‑monthTreasurybillC)aten‑yearbondD)anagreementforabanktoloanfundsdirectlytoacompanyforninemonths4、Moneymarketsecuritiesgenerallyhave______.Capitalmarketsecuritiesaretypicallyexpectedtohavea______.A)lessliquidity;higherannualizedreturnB)moreliquidity;lowerannualizedreturnC)lessliquidity;lowerannualizedreturnD)moreliquidity;higherannualizedreturn5、Commonstockisanexampleofa(n)A)debtsecurity.债券是负债关系B)moneymarketsecurity.货币市场债券<=1年C)equitysecurity.股票presentpartialownershipD)aandb6、Financialmarketsfacilitatingtheflowofshort-termfundswithmaturitiesoflessthanoneyearareknownasA)moneymarkets.B)capitalmarkets.C)primarymarkets.D)secondarymarkets.E)noneoftheabove7、Afive-yearsecuritywaspurchasedtwoyearsagobyaninvestorwhoplanstoresellit.Thesecuritywillbesoldbytheinvestorintheso-calledA)secondarymarket.B)primarymarket.C)deficitmarket.D)surplusmarket.8、Whichofthefollowingisanondepositoryfinancialinstitution?A)savingsbanksB)commercialbanksC)savingsandloanassociationsD)mutualfunds9、Whenasecuritiesfirmactsasa(n)______,itmaintainsapositioninsecurities.A)adviserB)dealerC)brokerD)noneoftheabove10、Inrecentyears,financialinstitutionshaveconsolidatedtocapitalizeoneconomiesofscaleandoneconomiesofscope.A)TrueB)False