PAGE\*MERGEFORMAT2摘要随着《物权法》以及《工商行政管理机关股权出质登记办法》的颁布实施，广大企业逐渐认识到股权质押作为融资方式的重要作用。物权法实施几年来，股权质押制度在实践中被大量运用，随之产生了大量的法律纠纷，股权质押制度法律规定的不足也相应暴露了出来。在对股权质押实践进行调查的基础上，笔者发现相比于上市公司股权质押，非上市公司股权质押因其对质权人的风险更大而难以为融资方所接受，但是实践中广大的中小企业又亟需利用该方式贷款以解决资金缺乏的问题。因此，本文主要从质权人利益保护的角度对非上市公司股权质押的风险防范进行研究。由于股权质押的风险在股权质押的过程中都有风险存在的可能性，因此本文主要分析股权质押过程中可能存在的风险及防范。关键词：非上市公司股权质押法律风险风险防范ABSTRACTAfterthepropertylawandsomeotherrelatedlegalprovisionsweresuccessivelyissued,theimportanceofthesystemhasbeengraduallyrealizedbythecompanies,especiallywhichhavefellintothefundingcrisis.Inrecentyearstheimplementationofpropertylaw,equitypledgesystemhavebeenwidelyusedinpractice,followedgeneratedalotoflegaldisputes,lackofinstitutionalequitypledgelawaccordinglyexposed.Throughthesurveyofthesystem,Ifoundthatthestockoftheunlistedcompaniesishardtobeacceptedbythelenders.Thereasonisthatthereexitsmuchmoreriskswhentakethestockofunlistedcompaniesastheobjectofthepledge.However,theunlistedcompaniesaremoreanxioustogetmoneyusingthissystemcomparedwiththelistedcompanies.Therefore,thispapermainlyfromtheperspectiveofprotectingtheinterestsofthepledgeeunlistedcompaniespledgedequityriskpreventionresearch.Becauseofthepossibilityofriskintheequitypledgeequitypledgeprocesshasrisks,sothemainanalysisinthisarticlemaysharepledgeprocessriskandprevention.KeyWords：unlistedcompany,equitypledge,legalrisk,thepreventionoftherisks目录TOC\o"1-2"\h\uHYPERLINK\l_Toc6554摘要PAGEREF_Toc65541HYPERLINK\l_Toc25520ABSTRACTPAGEREF_Toc255202HYPERLINK\l_Toc29269文献综述PAGEREF_Toc292691HYPERLINK\l_Toc26174引言PAGEREF_Toc261743HYPERLINK\l_Toc19541.非上市公司股权质押风险防范概论PAGEREF_Toc19544HYPERLINK\l_Toc25701.1非上市公司股权质押的基本理论PAGEREF_Toc25704HYPERLINK\l_Toc300241.2.非上市公司股权质押的风险及判断PAGEREF_Toc300245HYPERLINK\l_Toc106562.出质人欺诈的风险及防范PAGEREF_Toc106567HYPERLINK\l_Toc5302.1出质人欺诈的类型PAGEREF_Toc5307HYPERLINK\l_Toc207992.2降低出质人欺诈风险的措施PAGEREF_Toc207997HYPERLINK\l_Toc285103.股权质押标的隐含的风险及防范PAGERE